Posts Tagged ‘securities and exchange commission’

Guggenheim Strategic Opportunities Fund Announces Public Offering of Common Shares

LISLE, Ill.–(BUSINESS WIRE)–Guggenheim Strategic Opportunities Fund (the “Fund”)(NYSE: GOF) today announced that it has commenced a public offering of 1,500,000 common shares pursuant to the Fund’s effective shelf registration statement filed with the U.S. Securities and Exchange Commission (the “SEC”). The Fund also intends to grant the underwriters a 45-day option to purchase up to [...]

Finance: ICAP Not Competent to Issue Relaxation on Application of IFRSs and IASs

KARACHI (February 10 2009): It is not within the ambit of Institute of Chartered Accountants of Pakistan (ICAP) to issue any relaxation from application of International Financial Regulatory Standards (IFRSs) or International Accounting Standards (IASs). However, Securities and Exchange Commission of Pakistan (SECP), being regulators, are empowered to lay down specific treatments in certain special [...]

Business finance news – currency market news – online UK currency markets – financial news – Interactive Investor

By Emily Chasan NEW YORK, June 21 (Reuters) – U.S. securities regulators on Monday accused New York financial services firm ICP Asset Management and its founder of defrauding investors in a series of complex collateralized debt obligations (CDOs) for their own benefit. According to a U.S. Securities and Exchange Commission complaint filed in federal court [...]